Compliance Officer - Review Team

Job summary
Permanent contract
Gland
Salary: Not specified
A few days at home
Skills & expertise
Generated content
Communication skills
Analytical thinking
Excel
Powerpoint
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The position

Job description

As a Senior Compliance Officer, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be:

  • Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB);
  • Conducting enhanced due diligence analyses and declassifications;
  • Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously;
  • Providing support and advice to the front office and management.

Depending on the level of seniority, the following tasks may also be required:

  • Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and professional behavior;
  • Supporting the Manager in having a full overview of the workload within the team and supporting the advancement of overall projects;
  • Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices;
  • Serving as the key point of contact for complex cases;
  • Optimization of internal processes, including the review and drafting of internal guidelines.

Preferred experience

  • Bachelor’s degree, preferably in Law, Economics, International Relations, Political Science, or similar (a Certificate in Compliance Management is a very strong asset);
  • 5-7 years of financial services compliance experience in Switzerland (prior experience in periodic reviews of High Risk/PEP clients specifically is a very strong asset);
  • Knowledge of the Swiss legal framework;
  • Excellent command of English and French (German is a strong asset);
  • Analytical and methodological approach ;
  • Structured and professional working style;
  • Interest and experience in data analysis (including Excel) and PowerPoint;
  • Excellent writing and communication skills;
  • Strong team player who enjoys working in a multicultural, dynamic, technological, and international environment.

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